In this course we will address the professional intersection where financial theory meets practice and where the concept of ethical behavior crosses from the abstract to the concrete. High ethical principles and professional standards are essential to positive outcomes; rules and regulations, while necessary, are not sufficient by themselves.
In addition to exploring the theories of rational ethics and current best practice, the class features a series of real-life examples of ethical issues, in addition to general cases involving dilemmas that investment professionals may typically encounter. Participants will apply their knowledge of ethical principles to develop solutions to resolve these dilemmas. Group discussion provides an opportunity to share insights, and develop a deeper understanding and appreciation of ethical principles and more importantly, individual ethical behavior.
Upon completion of this course, you will be able to:
- Know of the main moral tension fields and ethical approaches related to finance
- Heighten your awareness of ethical issues and commitment to norms and values in the area of finance (recognize conflicts of interest, understand fiduciary duty)
- Increase your skills, knowledge and attitudes that will enable you to resolve ethical situations or problems in an appropriate manner
- Understand how to apply CFA Institute’s Code of Ethics and Professional Standards of Practice
- Gain an informed sense that ethical behavior is in an organization’s as well as your own best interest