Executive Education

BANK RISK GOVERNANCE & REGULATION

Risk management is a core competency of banks. Recent events such as the financial crises and major compliance breaches demonstrated that risk governance (including risk culture and risk strategy/appetite) is still not fully developed at many firms. Thus this course is focused on the qualitative elements of risk management, involving extensive group work and up-to-date case studies.

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Ludmila Ketterer

 +49 69 798 33512

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Course
Format

This course is offered in the part-time Master in Finance program and may be attended on a “no credit” basis by individuals not enrolled in the program. Course participants are visitors who are not responsible for assignments and do not take an exam or earn academic credits. As the number of seats in the course is limited, we recommend to register online early.

Learning
Objectives

Upon completion of this course, you will understand:

Governance of risk management (Three lines of defense model, role of the CRO/CFO, roles of risk committees, link to compliance, internal audit and other functions)

Risk strategy and appetite

Risk culture

Regulatory requirements on risk governance aspects

Key
Concepts

Principal-Agent theory
Three lines of defense concept
Corporate Governance Principles
Risk Culture

Faculty

Prof. Dr. Thomas Kaiser

Thomas Kaiser, Honorary Professor, Faculty of Economics and Business, Goethe University, has been teaching master students on risk management for more than 20 years. In his long-time affiliation with KPMG, he was responsible for advising leading banks and insurance companies globally on Non-Financial Risk Management. Thomas has also worked for Deutsche Bank, Commerzbank and HypoVereinsbank on Operational Risk and with WestLB on market risk topics. He is co-author of “An Introduction to Operational Risk” and co-editor of “Reputational Risk Management in Financial Institutions” and has written numerous articles. He is an associate editor of the “Journal of Operational Risk” and a regular speaker on Risk Management at national and international conferences as well as a member of the advisory board of FIRM (Frankfurt Institute for Risk Management and Regulation).

Key Facts

Course materials

Course materials will be provided in electronic form.

Language

English

Venue

Campus Westend of Goethe University Frankfurt.

Certificate of participation

A GBS certificate of participation is awarded upon completion of the course.

Course Fee*

€ 950 (fee is exempt from VAT). The fee for GBS students or alumni amounts to € 400.

*Withdrawal and fee refund
In case the course withdrawal request is received two weeks prior to the start of classes, GBS will retain a withdrawal fee of €50. In case the course withdrawal request is received less than two weeks prior to the start of classes, GBS will retain 50% of the payment made.

Course Schedule
Date Session
Summer Semester 2023  
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There are two main things which make returning for Open Programs such a valuable and worthwhile experience. The first is being back on campus – meeting the current students, returning to campus again, the whole experience was just so pleasant. The second is the level of quality in the courses – the faculty teaching are absolute experts.

Stephan KieneDuke-Goethe Executive MBA Class of 2009

PROGRAM REGISTRATION

This Open Program will be offered in the Summer semester 2023
Registration will be possible soon.

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